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ASEAN Cooperation Projects

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Overview

ASEAN Cooperation Project is one of the means to facilitate ASEAN’s integration and community building process. It contributes to the overall ASEAN Community Vision 2045 and ASEAN 2045: Our Shared Future, a roadmap that comprises Strategic Plans for the three ASEAN Community Pillars—the ASEAN Political-Security Community (APSC), the ASEAN Economic Community (AEC), the ASEAN Socio-Cultural Community (ASCC), and the ASEAN Connectivity Strategic Plan—and also includes the Initiative for ASEAN Integration (IAI) Work Plan V.

 

ASEAN Cooperation Project adheres to the principles of the ASEAN Charter, including the principles of ASEAN centrality and equality of treatment of ASEAN Member States. It benefits and engages all ASEAN Member States. It also involves cooperation with ASEAN External Partners as guided by cooperative partnerships. To know more about ASEAN External Partners and the  documents guiding their cooperative partnerships with ASEAN, click here.

 

ASEAN Cooperation Project addresses challenges at the regional level. It can be implemented over the short, medium, or long term.

 

Funding Sources/Categories

 

ASEAN Cooperation Projects (ACPs) are supported by various funding sources. Both ASEAN External Partners and ASEAN provided funds to ACPs (see Figure 2). There are two types of funding that are provided by ASEAN External Partners. These funding arrangements may take the form of Category 1 funds, which are entrusted to and managed by ASEC, or Category 2 funds, which are managed directly by the External Partners or through a third party rather than by ASEC. ASEAN maintains the ASEAN Development Fund (ADF), ASEAN Cultural Fund (ACF), which are contributed by ASEAN Member States and managed by the ASEAN Secretariat (ASEC) to advance ASEAN’s sectoral and regional priorities. For further details on the funding categories, go to funding mechanism tab.

 

ASEAN Cooperation Project Cycle

 

ASEAN Cooperation Project is conceptualised, developed, and implemented as guided by the ASEAN Project Management Framework (PMF). The ASEAN PMF follows a cyclical approach and aligns with the principles and approaches of results-based management. The ASEAN Cooperation Project cycle comprises four stages: project proposal formulation, appraisal and approval, implementation and monitoring, and completion and reporting. To know more about the ASEAN Cooperation Project Cycle, please check the tab on: ASEAN Cooperation Project Cycle.

ASEAN Cooperation Project is supported by various funding sources. ASEAN Member States dedicate specific funds, to advance ASEAN priorities. Similarly, ASEAN External Partners also set funds to support development cooperation with ASEAN.

 

In general, there are three categories of Funds, classified and described as follows:

 

Fund Categories

Description

Fund Category 1

Provided by ASEAN External Partners (Dialogue, Sectoral Dialogue and Development Partners) and managed by the ASEAN Secretariat

Fund Category 2Provided by ASEAN External Partners (Dialogue, Sectoral Dialogue, and Development Partners as well as International Organizations) and NOT managed by the ASEAN Secretariat
Fund Category 3 (ASEAN Project Funds)

Funds contributed by ASEAN Member States and managed by the ASEAN Secretariat, which include:

  • ASEAN Development Fund (ADF)
  • ASEAN Cultural Fund (ACF)
Table 1. ASEAN Cooperation Project Funding Mechanisms




For Fund Category 1, the main Terms of Reference (TOR) and Rules of Procedures (ROP) are explained as below:

 

Cooperation Framework

TOR and ROP

(as approved by ASEAN and its External Partner)

Funding ContributionExternal Partner deposits to ASEAN Secretariat annual/regular contributions
Source of ProjectsProjects can be initiated by the 11 ASEAN Member States and External Partner, based on agreed priorities
Fund Disbursement/ ManagementFund is disbursed by the ASEAN Secretariat to the Implementing Agency of the approved project
Application of ASEAN Project Management Framework (PMF)Guidelines and procedures of the ASEAN PMF are fully applied.
Table 2. Fund Category 1




For Fund Category 2, the main procedures are explained as below:

 

Cooperation Framework

Programme Document

(jointly developed by ASEAN and its External Partner and approved based on ASEAN procedures)

Funding ContributionExternal Partner allocates and manages the fund
Source of ProjectsSingle project proposals or activities defined by the programme document /annual work plan
Fund Disbursement/ ManagementExternal Partner manages the funds and, in some cases, contracts Technical Assistance Team (TAT) to implement the programme. The TAT reports to a Steering Committee composed of ASEAN and External Partner.
Application of ASEAN Project Management Framework (PMF)Under Category 2, some External Partners fully observe the SOP PAA, while others apply only its main elements. For the Guidelines on Closing ACP, the Secretariat’s review is limited to the narrative component of the PCR. Proponents are encouraged to consult the ASEAN Secretariat to clarify the extent to which the ASEAN PMF applies to Category 2 funds.
Table 3. Fund Category 2




For Fund Category 3 (ASEAN Project Funds), the main procedures are explained as below:

 

Cooperation Framework

TOR

(as approved by ASEAN)

Funding Contribution

Funds contributed by ASEAN Member States and managed by the ASEAN Secretariat under the custody of the CPR which include:

  1. ADF (ASEAN Development Fund)
  2. ACF (ASEAN Cultural Fund)
Source of ProjectsProjects can be initiated by the 11 ASEAN Member States
Fund Disbursement/ ManagementFund is disbursed by the ASEAN Secretariat to the Implementing Agency of the approved project
Application of ASEAN Project Management Framework (PMF)The ASEAN PMF SOP and Guidelines apply in full, except for the External Partner approval steps.
Table 4. Fund Category 3

ASEAN Cooperation Project is conceptualised, developed, and implemented as guided by the ASEAN Project Management Framework (PMF). The ASEAN PMF follows a cyclical approach and aligns with the principles and approaches of results-based management. The ASEAN Cooperation Project cycle comprises four stages: project formulation, appraisal and approval, implementation and monitoring, and completion and reporting.

Figure 1. The ASEAN Cooperation Project Cycle at a Glance

 

 

  1. Project Proposal Formulation

Project proposals are developed using the ASEAN Cooperation Project Proposal Template and designed following the principles and approaches of results-based management. The project’s objectives and intended results must be aligned with key ASEAN policy documents, such as the “ASEAN 2045: Our Shared Future” and “Initiative of ASEAN Integration (IAI) Work Plan V (2026-2030)”, and relevant ASEAN sectoral work plans. Project proposals must clearly indicate how a project intends to achieve its intended results, rather than simply list a set of project activities.

 

  1. Appraisal and Approval

The ASEAN Secretariat appraises project proposals to ensure compliance to the ASEAN Cooperation Project Proposal Template before forwarding to the ASEAN Sponsoring Body for endorsement, or to the Final Approving Body. A project proposal is appraised based on its relevance to ASEAN priorities. The ASEAN Secretariat also determines how effectively and efficiently a project proposal can realise its intended results, based on context and timeframes.

 

  1. Implementation and Monitoring

After appraisal and approval, a project begins implementation. Proponents or Implementing Agencies (IA) must monitor and report on the progress of the project against its approved monitoring and evaluation and work plans. The project monitors progress against its intended results—performance indicators and corresponding targets—and conducts evaluation, as applicable. A Progress Report Template is provided to guide the reporting requirements, including relevant guidance for monitoring and evaluation activities. Please refer to section A of the template for reporting the progress of the project.

 

  1. Completion and Reporting

At the end of implementation and in relation to the project’s monitoring and evaluation, the Proponent or IA must prepare a Project Completion Report on the project’s results and achievements, based on data collected when monitoring project implementation as well as on additional evaluation findings, if any. Whether intended or unintended, all results must be assessed to draw lessons learned on sustainability, funds utilisation, guidance for future projects, among others.

 

To know more about the details of each step, including related guidance to stakeholders on the procedures and required templates, see the ASEAN Cooperation Projects Design and Management Manual.[1]



  1. Please note that the ASEAN Cooperation Projects Design and Management Manual is currently undergoing revision. Kindly consult the ASEAN Secretariat for further guidance. ↩

  • List of ASEAN Cooperation Projects
  • List of ASEAN Cooperation Programmes

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